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  • CFTC Inspector General Strongly Criticizes Cost-Benefit Analysis Underlying Commission's Rule Establishing Margin for Uncleared Swaps
  • Members of Broker Association Charged by CME With Not Complying With Strict Conditions to Trade Opposite Other Members of Same Group on Trading Floor; IFUS Charges FCM and Client for Block Trades by Non-ECP
  • Broker-Dealer Settles FINRA Options Reporting Disciplinary Action by Payment of $3.25 Million Fine
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